-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OEWpdNiSRpfEPw9e+4HKkyiDsVuHygZKa5TGFKwS6qdwr6LczMgkBtMxxH1tg37J Y9WEU29gyW+8EFV1L0YchA== 0000904280-04-000054.txt : 20040217 0000904280-04-000054.hdr.sgml : 20040216 20040217114221 ACCESSION NUMBER: 0000904280-04-000054 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20040217 GROUP MEMBERS: GAIL MALE GROUP MEMBERS: JOHN R. MALE FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MALE JOHN R CENTRAL INDEX KEY: 0001195548 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 30000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PVF CAPITAL CORP CENTRAL INDEX KEY: 0000928592 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 341659805 STATE OF INCORPORATION: OH FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-46740 FILM NUMBER: 04605261 BUSINESS ADDRESS: STREET 1: 30000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 4402487171 MAIL ADDRESS: STREET 1: 30000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 SC 13G/A 1 pvfsc13gmale.txt AMENDMENT 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 1)/1/ PVF Capital Corp. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - ------------------------------------------------------------------------------- (Title of Class of Securities) 693654 10 5 - -------------------------------------------------------------------------------- (CUSIP Number) N/A - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) /X/ Rule 13d-1(c) / / Rule 13d-1(d) - ----------------- /1/ The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 6 pages - -------------------------------------------------------------------------------- CUSIP NO. 693654 10 5 / 13G / Page 2 of 6 Pages - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- / 1 / NAMES OF REPORTING PERSONS: / / JOHN R. MALE / / / / I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) - -------------------------------------------------------------------------------- / 2 / CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * / / / / (a) /X/ / / / / (b) / / / / - -------------------------------------------------------------------------------- / / / 3 / SEC USE ONLY / / - -------------------------------------------------------------------------------- / / / 4 / CITIZENSHIP OR PLACE OF ORGANIZATION / / UNITED STATES OF AMERICA / / - -------------------------------------------------------------------------------- / / / / / 5 / SOLE VOTING POWER 441,810 (1) / NUMBER OF / / / SHARES -------------------------------------------------------- / BENEFICIALLY / 6 / SHARED VOTING POWER 0 / OWNED BY / / / EACH -------------------------------------------------------- / REPORTING / 7 / SOLE DISPOSITIVE POWER 420,945 (1) / PERSON / / / WITH / / / -------------------------------------------------------- / / 8 / SHARED DISPOSITIVE POWER 20,865 / / / - -------------------------------------------------------------------------------- / 9 / AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON / / 441,810 - -------------------------------------------------------------------------------- / 10 / CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN / / SHARES / / / / - -------------------------------------------------------------------------------- / 11 / PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 / / 6.90% (2) - -------------------------------------------------------------------------------- / 12 / TYPE OF REPORTING PERSON / / IN - -------------------------------------------------------------------------------- (1) Includes 16,358 shares that may be acquired upon the exercise of options exercisable within 60 days of December 31, 2003. Includes 50,100 shares owned by a revocable trust established by the reporting person's spouse, of which the reporting person serves as the sole trustee and holds sole voting and dispositive power. Includes 165,460 shares held by trusts for the benefit of the reporting person's mother; the reporting person serves as sole trustee of such trusts and as such has sole voting and dispositive power over such shares. Does not include 24,159 shares in which John R. Male has a pecuniary interest through his ownership of a limited partnership interest in a family limited partnership; Mr. Male does not have or share voting or dispositive power over such shares. (2) Assumes that options for 16,358 shares have been exercised. Based on 6,387,037 shares outstanding as of January 31, 2004. - -------------------------------------------------------------------------------- CUSIP NO. 693654 10 5 / 13G / Page 2 of 6 Pages - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- / 1 / NAMES OF REPORTING PERSONS: / / GAIL MALE / / / / I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) - -------------------------------------------------------------------------------- / 2 / CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * / / / / (a) /X/ / / / / (b) / / / / - -------------------------------------------------------------------------------- / / / 3 / SEC USE ONLY / / - -------------------------------------------------------------------------------- / / / 4 / CITIZENSHIP OR PLACE OF ORGANIZATION / / UNITED STATES OF AMERICA / / - -------------------------------------------------------------------------------- / / / / / 5 / SOLE VOTING POWER 50,100 (1) / NUMBER OF / / / SHARES -------------------------------------------------------- / BENEFICIALLY / 6 / SHARED VOTING POWER 0 / OWNED BY / / / EACH -------------------------------------------------------- / REPORTING / 7 / SOLE DISPOSITIVE POWER 50,100 (1) / PERSON / / / WITH / / / -------------------------------------------------------- / / 8 / SHARED DISPOSITIVE POWER 0 / / / - -------------------------------------------------------------------------------- / 9 / AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON / / 50,100 - -------------------------------------------------------------------------------- / 10 / CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN / / SHARES / / / / - -------------------------------------------------------------------------------- / 11 / PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 / / 0.78% (2) - -------------------------------------------------------------------------------- / 12 / TYPE OF REPORTING PERSON / / IN - -------------------------------------------------------------------------------- (1) Consists of shares owned by a revocable trust of which Gail Male is settlor; Mrs. Male is presently not a trustee and does not share voting or dispositive power over such shares. (2) Based on 6,387,037 shares outstanding as of January 31, 2004. ------------------------------ / Page 4 of 6 Pages / ------------------------------ Securities and Exchange Commission Washington, DC 20549 ITEM 1(a). NAME OF ISSUER: PVF Capital Corp. ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 30000 Aurora Road Solon, Ohio 44139 ITEM 2(a). NAME OF PERSON FILING: (A) John R. Male (B) Gail Male ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR, IF NONE, RESIDENCE: (A) 30000 Aurora Road Solon, Ohio 44139 (B) 8885 Antelope Run Russell Township, Ohio 44072 ITEM 2(c). CITIZENSHIP: (A) United States of America (B) United States of America ITEM 2(d). TITLE OF CLASS OF SECURITIES: Common Stock, par value $.01 per share ITEM 2(e). CUSIP NUMBER: 693654 10 5 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), OR 13d-2(b) OR (c), CHECKWHETHER THE PERSON FILING IS A: Not applicable. This Statement is being filed pursuant to Rule 13d-1(c). ------------------------------ / Page 5 of 6 Pages / ------------------------------ ITEM 4. OWNERSHIP. (a) AMOUNT BENEFICIALLY OWNED: See Row 9 of the second part of --------------------------- the cover page for each reporting person. (b) PERCENT OF CLASS: See Row 11 of the second part of the cover ---------------- page for each reporting person. (c) NUMBER OF SHARES AS TO WHICH THE PERSON HAS: See Rows 5, 6, -------------------------------------------- 7, and 8 of the second part of the cover page for each reporting person. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: / / ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON. Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable. ITEM 10. CERTIFICATIONS. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. ------------------------------ / Page 6 of 6 Pages / ------------------------------ SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 6, 2004 /s/ John R. Male - ---------------- ------------------------------------ Date John R. Male February 6, 2004 /s/ Gail Male - ---------------- ------------------------------------ Date Gail Male EX-99 3 pvfsc13ge99male.txt AGREEMENT Exhibit 99 AGREEMENT RELATING TO FILING OF JOINT STATEMENT PURSUANT TO RULE 13d-1(k) UNDER THE SECURITIES EXCHANGE ACT OF 1934 The undersigned agree that this Amendment No. 1 to the Statement of Schedule 13G to which this Agreement is attached is filed on behalf of each of them. February 6, 2004 /s/ John R. Male - ---------------- ------------------------------------ Date John R. Male /s/ Gail Male ------------------------------------ Gail Male -----END PRIVACY-ENHANCED MESSAGE-----